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Banking

The financial industry is experiencing a huge technology overhaul. Banks have been enforced to digitise their operations, where the global pandemic has only intensified disruption, leading banks in search of ways to build resilience, identify opportunities, and manage risk, as well as reduce increased compliance costs.

Investment

Ongoing regulatory compliance can be challenging for providers already strapped for resources. Becoming—and staying—compliant comes down to the right technology and the right data.

Insurance

Our in-depth knowledge of local laws and regulatory framework, as well as our insights into the technological challenges affecting the industry, enable us to provide practical and client-oriented consultancy on life/non-life insurance matters.

Banking Services

Industries

Banking Services

The financial industry is experiencing a huge technology overhaul. Banks have been enforced to digitise their operations, where the global pandemic has only intensified disruption, leading banks in search of ways to build resilience, identify opportunities, and manage risk, as well as reduce increased compliance costs.

The pandemic has changed the way all banks work, bringing conversations about data and technology to the forefront. Banks are expected to move toward a more streamlined compliance model and look to enhance the connectivity with customers in an effective and efficient manner, enabling banks to take a more active role in shaping their strategy and support growth. However, accomplishing this in a way that maintains and demonstrates control of data, while complying with new regulations will be crucial; hence, core competencies such as a strong knowledge of laws, rules, and regulations will remain important, but bankers should strive to gain more experience with data, analytics, and technology.

Our expertise, knowledge and experience make us ready to deliver support and assist addressing regulatory challenges and turning them into opportunities for your business.

Our Services

  • Identification & Analysis of laws, regulations, directives, at local & pan-European level​

  • Review of terms and conditions of banking services, review of banking contracts, support and advice

  • Impact analysis, development and support in execution of an effective and efficient strategic response on the regulatory agenda

  • Compliance Advisory across all banking legislation (Credit Granting, Arrears Management, Consumer Law, Complaints Handling, ESG, CSDR, Payment Services, PSD2, FATCA/CRS, DAC6, CESOP, Remuneration, MiFID II /MIFIR, Restructuring / Insolvency Law, etc.)

  • Compliance and coverage adequacy reviews

  • Establishment of policies and procedures, internal and external documentation

  • Drafting & review of third-party agreements / outsourcing agreements

  • Review and provision of advice on products & services in relation to regulatory requirements

  • Ad-hoc provision of legal and compliance regulatory services

Investmet Services
high buldings for business

Investment Services

Ongoing regulatory compliance can be challenging for providers already strapped for resources. Becoming—and staying—compliant comes down to the right technology and the right data.

In this evolving and rapidly dynamic regulatory environment, investment firms are faced with the challenge of adapting to new and complex regulations which enforce increased regulatory requirements, where at the same time, investment firms do also manage their increased compliance costs. Our expertise, knowledge and specialization across the legislation governing the investment services sector, provides dedicated support through a wide range of services, in an effort to ensure compliance with regulatory obligations.

Our Services

  • Identification & Analysis of laws, regulations, directives, at local & pan-European level

  • Impact analysis, development and support in execution of an effective and efficient strategic response on the regulatory agenda

  • Compliance Advisory across all investment services legislation (MiFID II, SFDR, SFTR, PRRIPS, EMIR, Market Abuse, UCITS/AIF law, Remuneration, FATCA/CRS, etc.)

  • Compliance and coverage adequacy reviews

  • Establishment of policies and procedures, internal and external documentation

  • Drafting & review of third-party agreements / outsourcing agreements

  • Review and provision of advice on products & services in relation to regulatory requirements

  • Ad-hoc provision of legal and compliance regulatory services

Insurances Services

Insurance Services

Our in-depth knowledge of local laws and regulatory framework, as well as our insights into the technological challenges affecting the industry, enable us to provide practical and client-oriented consultancy on life/non-life insurance matters.

The insurance landscape is rapidly evolving as insurers struggle with issues such as driving profitable growth, meeting customer expectations, and leveraging data effectively. Our insurance experience stands ready to assist clients in define, establishing, and operating solutions for addressing industry’s continuous challenges.

Our Services

  • Identification & Analysis of laws, regulations, directives, at local & pan-European level​

  • Insurance compliance and due diligence advisory (IDD, SFDR, PRIIPS, Solvency II, etc.)

  • Compliance and coverage adequacy reviews - Ongoing Monitoring

  • Bancassurance

  • Outsourcing / Cloud arrangements

  • Establishment of policies and procedures, internal and external documentation

  • Drafting & review of third-party agreements / outsourcing agreements

  • Review and provision of advice on products & services in relation to regulatory requirements

  • Ad-hoc provision of legal and compliance regulatory services

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